AML/CFT Manager, Quality Assurance, Global Due Diligence

Role Responsibilities

•Review the quality of completed KYC records using pre-defined test scripts which are based on Procedure, Guideline, Policies, Internal rules and Processes and Perform root cause analysis and make recommendations for addressing identified deficiencies or improvements to business processes;
•Identify key issues, risks, trends, observations and provide reporting of results to key stakeholders;
•Perform testing control on files to ensure that client information obtained is of high quality, and satisfies not only local regulatory requirements but also RBC Enterprise Policies and Procedures;
•Interact with process partners to drive and facilitate the AML/KYC review process and participate in process standardization and improvement discussions with process partners;
•Develop or assist with the development of policies, procedure and other documents that govern the activities of the COE’s Luxembourg, Dublin and the global Hub as assigned by the Associate Director/Director, Due Diligence Europe;
• Identify training needs through the QA testing report and provide, or assist to provide training to the COE’s Luxembourg, Dublin and the global Hub as well as other sales or operational units within RBC I&TS;
•Act as AML expert and Interact with process partners to drive and facilitate the AML/KYC review process as well as with Clients when required;
•Ensure relevant escalation process when required.