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Investment Compliance Consultant

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    Digital & Technology

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    Danielle Rumsey

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  • Consultant:

    Danielle Rumsey

Investment Compliance Specialist- Financial Software Company- Zurich

My client, a leading Financial Software company based in the centre of Zurich, is currently looking for an Investment Compliance Specialist to join their team. As a senior Investment Compliance Specialist, you will serve as the main point of contact for their customers, including investment companies and banks. Your primary responsibility within the project team is to oversee the replacement of the current compliance environment. In this role, you will be instrumental in analyzing and implementing regulatory and contractual guidelines for various investment vehicles, such as funds and insurance assets, using their core product.

After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory reporting. You will also provide guidance and support to customers through workshops.

Key qualifications for this position include:

A university degree in business informatics, banking & finance, or business administration
Strong IT skills
Experience with systems like MIG21/ Aladdin
Prior experience as an investment compliance officer is important