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Associate Director, Controls And Oversight, Global Due Diligence

Associate Director, Controls and Oversight, Global Due Diligence

Role Responsibilities

•Ensure both Quality Check and Quality Assurance duties are done on an accurate and timely manner;
•Ensure Global Due Diligence activities are performed in accordance with internal policies and procedure as well with regulation in force;
•Escalate to Director, Global Due Diligence and/or Compliance (2LOD) any AML risks when appropriate and on a timely manner;
•Act as 1LOD AML expert and represent GDD internally and externally when required;
•Act as Director, Global Due Diligence deputy;
•Identify key issues, risks, trends, observations and provide reporting of results to key stakeholders (Director, Compliance, AML Internal Committee);
•Interact with process partners to drive and facilitate the AML/KYC review process and participate in process standardization and improvement discussions with process partners;
•Identify training needs for the overall Global Due Diligence team in collaboration with Processing hubs Peers;
•Ensure relevant escalation process is well applied when required.

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