Associate Director, Controls and Oversight, Global Due Diligence

Role Responsibilities

•Ensure both Quality Check and Quality Assurance duties are done on an accurate and timely manner;
•Ensure Global Due Diligence activities are performed in accordance with internal policies and procedure as well with regulation in force;
•Escalate to Director, Global Due Diligence and/or Compliance (2LOD) any AML risks when appropriate and on a timely manner;
•Act as 1LOD AML expert and represent GDD internally and externally when required;
•Act as Director, Global Due Diligence deputy;
•Identify key issues, risks, trends, observations and provide reporting of results to key stakeholders (Director, Compliance, AML Internal Committee);
•Interact with process partners to drive and facilitate the AML/KYC review process and participate in process standardization and improvement discussions with process partners;
•Identify training needs for the overall Global Due Diligence team in collaboration with Processing hubs Peers;
•Ensure relevant escalation process is well applied when required.