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2 X Compliance Officer

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    Danielle Rumsey

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    Danielle Rumsey

Compliance Officer- Trading- Zurich-

My client, a leading trading firm based in Zurich, is currently looking for an experienced Compliance Officer to join their team.

Responsibilities of the role:

Provide comprehensive support to our front office personnel, particularly in navigating cross-border inquiries, structured product trading and distribution, and ensuring compliance with regulations related to marketing materials.
Assist in drafting and implementing policies and procedures aimed at identifying, managing, and mitigating risks faced by our organization.
Support compliance reviews and fulfill reporting obligations.
Prepare documentation for internal and external examinations, such as audits.
Contribute to various core compliance functions and handle audit-related tasks.

Skills needed for the role

A degree in law or economics, coupled with a minimum of three years of compliance experience in the financial sector.
Proficiency in trading floor compliance, including equities, fixed income, and derivatives.
Familiarity with Swiss and European financial market laws, regulations, and supervisory practices.
An active interest in capital markets and regulatory frameworks.
A dedicated and accountable approach to work, with a strong inclination towards teamwork.
Ability to work autonomously and demonstrate initiative.
Fluency in English.