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AML/KYC Analyst

  • Location


  • Sector:

    Finance, Risk & Regulatory Compliance

  • Job type:


  • Salary/Rate:


  • Contact:

    Lorraine Bateman

  • Contact email:


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  • Consultant:

    Lorraine Bateman

AML/KYC Analyst

What is the opportunity?

In this role, you are responsible for review and assessment of Financial Intermediaries in line with client procedures, TA AML/KYC guidelines or Clients specific KYC policy for investors and distributors investing in the funds including collection of information and classification in line with various regulations such as FATCA, CRS, RDR, AIFMD. You will lead the client calls and prepare dedicated dashboard to track progress. You will also file electronic documentation and process data in SHS system, perform validation of analysis made by Register Analysts.

What will you do?

•Analyze the documentation to ensure coherence with risk profile, review of potential sanctions & CTF alerts and escalate to fund’s MLRO requiring written explanations
•Perform in-depth review of distributor’s AML/KYC policies and operational framework
•Provide clarification to investors or distributors, handling queries and leading conference calls with multiple participants
•Shareholder and Dealer accounts validation in core system on a daily basis and perform regular quality reviews and validation of AML/KYC and tax data
•Ensure prompt release of pending cash items due to blocked account for KYC
•Manage alerts due to name screening or incoming cash flows mismatched items
•Help Register analysts achieving their objectives, act as a trusted advisor for them
•Use BP module specific features like mass account creation

What do you need to succeed?


•Min 2-3 years experience as Register Analyst & strong AML/KYC knowledge
•Flexible, available, well-organized, capacity to work under pressure
•Fluent in English & Strong Communication skills, able to lead calls with Clients
•Customer Focus, Teamwork and Cooperation, Concern for Order and Quality, Lead by example
•Strong tax knowledge ( Fatca, CRS, DAC 6, Tax Offence) & In-depth knowledge of regulatory Framework ( CSSF 12-02, GDR 2010, LAW 2004…)
•Core System (SARA & BP module) expertise is mandatory


-Post secondary education with an economical background/finance or equivalent experience.
-German or any other language is an asset