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Compliance Audit Analyst

  • Location


  • Sector:

    Finance, Risk & Regulatory Compliance

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  • Salary/Rate:


  • Contact:

    Georgina Lucas

  • Contact email:


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  • Consultant:

    Georgina Lucas

Compliance Audit Analyst

What is the opportunity?

As Senior Analyst, you will be performing the first line of defence for AML/KYC due diligence in close collaboration with the Fund promoter, specifically PCS Funds.

What will you do?

•Review, update and perform an assessment of AML KYC procedures as per the current AML Regulations and company internal guidelines.
•Liaise with Internal and external audits in the preparation of the annual and semi-annual reviews.
•Liaise with Compliance in the review and controls performed on a quarterly basis.
•Follow-up and Manage client communications and meetings with regards to client annual/semi-annual due diligence exercise and onsite reviews.
•Act as a point of reference for complex AML reviews and provide guidance to junior register team members.
•Perform, assess, review and adapt current procedures and the respective alignment with any new regulation.
•Follow-up on AML compliance projects together with other internal teams.
•Perform quality control checks on the shareholder register to ensure full compliance with the AML requirements and provide an assessment for improving the process.
•Provide training to new joiners and work proactively in the knowledge refresh activity.

What do you need to succeed?

•Strong proficiency in MS Office applications (Word and Excel)
•Audit/Compliance previous experience (2nd/3rd line of defence).
•Any other language(s): French, German, Spanish, will be considered a strong asset.

If you want to apply for this role or find out more information call Georgina at +44 (0) 203 763 9526 or email glucas@skillfindergroup.com.

Please note we are unable to assist with visa applications, to be considered for this position the candidate must already have a valid right to work in Luxembourg.